When soliciting financial products, we comply with applicable laws, regulations, and the following principles:
1.Select products appropriate to clients’ investment objectives, experience, and preferences.
2.Provide clear explanations to ensure thorough understanding of key matters.
3.Provide accurate information without making definitive or misleading statements.
4.Avoid calls or visits at times or frequencies inconvenient to clients.
5.Strengthen staff training and internal controls to ensure proper solicitation in compliance with laws and regulations.
MEMBER
 
     
     
     
   
 
   